James Brearley & Sons Limited

• Principal Place of Business

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

  Web

  https://www.jbrearley.co.uk

• Complaints Contact

  Walpole House

  Unit 2 Burton Road

  Blackpool

  Lancs

  FY4 4NW

  UNITED KINGDOM

  Phone

  +4401253831100

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Kelvin Dawson

  IRN KXD01110

  • CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2002)
• Lesley Rawles

  IRN LXR01071

  • CF26 Customer Trading (1 Dec 2001 to 25 Feb 2003)
• Leyton James Hunt

  IRN LJH01062

  • CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2003)
  • CF27 Investment Management (1 Dec 2001 to 18 Aug 2003)
• Linda Elizabeth Roberts

  IRN LER01037

  • Director of firm who is not a certification employee or a SMF manager (since 2 May 2022)
• Louis Harold Dial

  IRN LHD01005

  • CF2 Non Executive Director (2 Jul 2014 to 12 May 2015)
  • CF10a CASS Oversight function (17 Apr 2012 to 17 Dec 2013)
  • CF28 Systems and controls (1 Nov 2007 to 20 Aug 2012)
  • CF13 Finance (5 Mar 2004 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (5 Mar 2004 to 29 Apr 2005)
  • CF10 Compliance Oversight (9 Apr 2002 to 29 Apr 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 15 May 2014)
  • CF3 Chief Executive (1 Dec 2001 to 2 May 2014)
• Louise Anne Perkins

  IRN LAP01034

  • CF21 Investment Adviser (1 Dec 2001 to 30 May 2002)
  • CF26 Customer Trading (1 Dec 2001 to 30 May 2002)
• Louise Gover

  IRN LXG00106

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
• Lynn Holmes

  IRN LXH01138

  • CF30 Customer (1 Nov 2007 to 7 Sep 2011)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Mark Andrew Couch

  IRN MAC01172

  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)
  • CF27 Investment Management (1 Dec 2001 to 31 May 2005)
• Mark Richard Gwyn Seddon

  IRN MRS01093

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 Aug 2019 to 8 Dec 2019)

No changes recorded yet.