Louis Harold Dial

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF2 Non Executive Director (2 Jul 2014 to 12 May 2015)
    • CF10a CASS Oversight function (17 Apr 2012 to 17 Dec 2013)
    • CF28 Systems and controls (1 Nov 2007 to 20 Aug 2012)
    • CF11 Money Laundering Reporting (5 Mar 2004 to 29 Apr 2005)
    • CF13 Finance (5 Mar 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (9 Apr 2002 to 29 Apr 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 2 May 2014)
    • CF1 Director (1 Dec 2001 to 15 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.