James Matthew McLellan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S & T ASSET MANAGEMENT LLP

    FRN 501695

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF1 Chief Executive (since 8 Apr 2025)
    • [FCA CF] Client dealing (since 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (17 Dec 2009 to 8 Dec 2019)
    • CF4 Partner (17 Dec 2009 to 8 Dec 2019)
  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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