S & T ASSET MANAGEMENT LLP

• Principal Place of Business

  43-45 Market Street

  Marple

  Stockport

  Manchester

  Cheshire

  SK6 7AA

  UNITED KINGDOM

  Phone

  +441614846789

  Web

  https://www.sandtwealth.com

• Complaints Contact

  43-45 Market Street

  Marple

  Stockport

  Manchester

  Cheshire

  SK6 7AA

  UNITED KINGDOM

  Phone

  +441614846789

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . S & Co Securities Services Limited

  IRN XXS01130

  • CF4 Partner (12 Nov 2009 to 15 Oct 2019)
• Alan James Sheppard

  IRN AJS01658

  • [FCA CF] Client dealing (since 24 Aug 2023)
  • CF30 Customer (16 Jun 2011 to 8 Dec 2019)
• Bruce Heywood Nicholson

  IRN BHN01005

  • CF4 Partner (12 Nov 2009 to 4 Jul 2017)
• Christopher John Saunders

  IRN CJS01147

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 27 Feb 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 27 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2025)
  • SMF27 Partner (9 Dec 2019 to 27 Feb 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Feb 2025)
  • CF4 Partner (12 Nov 2009 to 8 Dec 2019)
  • CF30 Customer (12 Nov 2009 to 8 Dec 2019)
  • CF3 Chief Executive (12 Nov 2009 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Nov 2009 to 8 Dec 2019)
  • CF10 Compliance Oversight (12 Nov 2009 to 8 Dec 2019)
• James Matthew McLellan

  IRN JMM01131

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 8 Apr 2025)
  • [FCA CF] Client dealing (since 9 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (17 Dec 2009 to 8 Dec 2019)
  • CF30 Customer (17 Dec 2009 to 8 Dec 2019)
• Jeremy David Kennard

  IRN JDK01024

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (21 Apr 2010 to 8 Dec 2019)
  • CF30 Customer (21 Apr 2010 to 8 Dec 2019)
• Luke Allen Bagshaw

  IRN LAB01047

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 24 May 2022)
  • [FCA CF] Functions requiring qualifications (since 24 May 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (22 May 2013 to 8 Dec 2019)
  • CF4 Partner (22 May 2013 to 8 Dec 2019)
• Matthew Piggott

  IRN MXP00753

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Client dealing (since 11 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Aug 2023)
• NICOLA STROSNIDER

  IRN NXS02291

  • [FCA CF] Functions requiring qualifications (24 May 2022 to 25 Oct 2024)
  • [FCA CF] Client dealing (24 May 2022 to 25 Oct 2024)
  • CF30 Customer (12 Dec 2016 to 8 Dec 2019)
• Paul Rennie

  IRN PXR00447

  • SMF16 Compliance Oversight (since 10 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Apr 2025)

No changes recorded yet.