Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 27 Feb 2025)
- SMF1 Chief Executive (9 Dec 2019 to 27 Feb 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 27 Feb 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2025)
- SMF27 Partner (9 Dec 2019 to 27 Feb 2025)
- CF10 Compliance Oversight (12 Nov 2009 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Nov 2009 to 8 Dec 2019)
- CF3 Chief Executive (12 Nov 2009 to 8 Dec 2019)
- CF30 Customer (12 Nov 2009 to 8 Dec 2019)
- CF4 Partner (12 Nov 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.