Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • S & T ASSET MANAGEMENT LLP (no longer approved here)

    FRN 501695

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 27 Feb 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Feb 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Feb 2025)
    • SMF27 Partner (9 Dec 2019 to 27 Feb 2025)
    • CF10 Compliance Oversight (12 Nov 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Nov 2009 to 8 Dec 2019)
    • CF3 Chief Executive (12 Nov 2009 to 8 Dec 2019)
    • CF30 Customer (12 Nov 2009 to 8 Dec 2019)
    • CF4 Partner (12 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.