Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Brearley & Sons Limited (no longer approved here)

    FRN 189219

    • CF28 Systems and controls (14 Nov 2008 to 7 Dec 2009)
    • CF10 Compliance Oversight (29 Apr 2005 to 3 Sep 2007)
    • CF11 Money Laundering Reporting (29 Apr 2005 to 3 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.