J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Robert William Lancastle

  IRN RWL01067

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Robrecht Rene August Wouters

  IRN RRW01013

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 22 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (31 Mar 2007 to 31 Oct 2007)
• Roderick Guy Marsden

  IRN RGM01065

  • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
  • CF27 Investment Management (20 Jan 2003 to 1 Sep 2003)
• Roshni Bolton

  IRN RXR01588

  • [FCA CF] Client dealing (since 7 Oct 2025)
  • [FCA CF] Material risk taker (since 7 Oct 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
  • CF30 Customer (12 Mar 2018 to 8 Dec 2019)
• Russell Grant Penn

  IRN RXP01360

  • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
  • CF26 Customer Trading (9 Jan 2007 to 31 Oct 2007)
• Ryan David Douglas Corton

  IRN RDC01061

  • CF1 Director (29 Apr 2010 to 30 Sep 2011)
  • CF30 Customer (29 Apr 2010 to 1 Oct 2011)
  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Jun 2007)
• Sally Clare Collier

  IRN SCC01040

  • Director of firm who is not a certification employee or a SMF manager (1 Mar 2022 to 23 Jan 2023)
  • CF2 Non Executive Director (10 Oct 2018 to 8 Dec 2019)
• Saurabh Sharma

  IRN SXS00261

  • [FCA CF] Material risk taker (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
• Scott Stuart McGlashan

  IRN SSM01014

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (31 Mar 2007 to 31 Oct 2007)
• Simon Peter Gartery

  IRN SPG01119

  • CF30 Customer (23 Apr 2010 to 29 May 2018)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.