Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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USS Investment Management Limited
FRN 564285
- [FCA CF] Client dealing (since 17 Jun 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (20 Jul 2014 to 8 Dec 2019)
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- CF30 Customer (21 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (14 Dec 2011 to 30 May 2014)
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- CF30 Customer (11 Feb 2010 to 16 Jul 2010)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2010)
- CF26 Customer Trading (9 Jan 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 16 Jul 2010)
- CF26 Customer Trading (9 Jan 2007 to 31 Oct 2007)
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- CF26 Customer Trading (3 Apr 2003 to 5 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.