J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stavros Jones

  IRN SXJ01320

  • CF30 Customer (1 Nov 2007 to 30 Apr 2010)
  • CF26 Customer Trading (13 Sep 2006 to 31 Oct 2007)
• Stephanie Louise Geary

  IRN SXG00402

  • [FCA CF] Client dealing (16 Aug 2021 to 15 May 2024)
• Stephanie Slade

  IRN SXC01412

  • [FCA CF] Manager of certification employee (1 Sep 2024 to 25 Jun 2025)
  • [FCA CF] Client dealing (25 Apr 2023 to 25 Jun 2025)
• Stephen Donald Lynn

  IRN SDL01046

  • SMF3 Executive Director (9 Dec 2019 to 19 Nov 2025)
  • CF1 Director (14 Feb 2018 to 8 Dec 2019)
  • CF28 Systems and controls (14 Dec 2015 to 14 Feb 2018)
• Stephen John Alexander

  IRN SXA01418

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2023)
  • SMF16 Compliance Oversight (since 1 Aug 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2023)
  • CF30 Customer (4 Sep 2009 to 29 May 2018)
  • CF20 Significant Mgt (Settlements) (24 May 2004 to 30 Jun 2007)
• Suzanne Clare Evans

  IRN SXE00049

  • Director of firm who is not a certification employee or a SMF manager (since 17 Sep 2025)
• Suzanne Louise McCabe

  IRN SLM01124

  • CF30 Customer (23 Apr 2010 to 1 Oct 2011)
• Suzy Neubert

  IRN SAN01021

  • CF1 Director (10 May 2006 to 5 Feb 2018)
• Thomas Jan Berger

  IRN TJB01128

  • CF2 Non Executive Director (23 Jul 2010 to 26 Oct 2011)
• Thomas Peter Matthews

  IRN TPM01047

  • [FCA CF] Material risk taker (since 7 Mar 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Sep 2016 to 8 Dec 2019)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.