Stavros Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Harwood Capital LLP
FRN 224915
- SMF27 Partner (since 20 Dec 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (18 Apr 2012 to 4 Apr 2014)
- CF30 Customer (6 Oct 2011 to 8 Dec 2019)
- CF26 Customer Trading (13 Sep 2006 to 31 Oct 2007)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (20 Dec 2010 to 30 Sep 2011)
PIPER SANDLER LTD. (no longer approved here)
FRN 191657
- CF30 Customer (24 May 2010 to 30 Nov 2010)
James Hambro & Partners LLP (no longer approved here)
FRN 513246
- CF30 Customer (11 Feb 2010 to 30 Apr 2010)
J O Hambro Capital Management Limited (no longer approved here)
FRN 147406
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF26 Customer Trading (13 Sep 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.