J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul Simon Wimborne

  IRN PSW01036

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (19 Apr 2011 to 8 Dec 2019)
• Peter Godfrey Metcalfe

  IRN PGM01054

  • CF27 Investment Management (1 Dec 2001 to 31 May 2002)
• Peter Leslie Urry

  IRN PLU00002

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF26 Customer Trading (13 Sep 2006 to 31 Oct 2007)
• Peter Roger Goode

  IRN PXG00374

  • [FCA CF] Material risk taker (since 25 May 2023)
  • [FCA CF] Significant management (since 25 May 2023)
• Rachel Anne Reutter

  IRN RAC01255

  • [FCA CF] Material risk taker (9 Dec 2019 to 25 Mar 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2024)
  • CF30 Customer (3 Dec 2014 to 8 Dec 2019)
• Richard Charles Ashley Turner

  IRN RCT01040

  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Richard Souri

  IRN RXS13526

  • [FCA CF] Client dealing (since 28 Mar 2024)
• Richard Terrence Kenny

  IRN RTK01006

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2025)
  • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
• Robert Andrew Parry

  IRN RAP01095

  • [FCA CF] Client dealing (13 Apr 2022 to 9 Jun 2025)
  • [FCA CF] Manager of certification employee (13 Apr 2022 to 9 Jun 2025)
  • [FCA CF] Material risk taker (13 Apr 2022 to 9 Jun 2025)
  • [FCA CF] Significant management (13 Apr 2022 to 9 Jun 2025)
• Robert George Barrett

  IRN RGB01048

  • Responsible for Insurance Mediation (14 Jan 2005 to 3 May 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
  • CF1 Director (1 Dec 2001 to 3 May 2006)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.