Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF10 Compliance Oversight (3 Oct 2011 to 31 Mar 2012)
    • CF11 Money Laundering Reporting (23 Sep 2003 to 31 Mar 2006)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • Responsible for Insurance Mediation (14 Jan 2005 to 3 May 2006)
    • CF1 Director (1 Dec 2001 to 3 May 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.