Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (3 Oct 2011 to 31 Mar 2012)
- CF11 Money Laundering Reporting (23 Sep 2003 to 31 Mar 2006)
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- Responsible for Insurance Mediation (14 Jan 2005 to 3 May 2006)
- CF1 Director (1 Dec 2001 to 3 May 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 31 Mar 2006)
- CF11 Money Laundering Reporting (1 Dec 2001 to 31 Mar 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.