Investcorp Securities Limited

Date authorised
1 April 2013
Companies House
02217792
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investcorp House
    48 Grosvenor Street
    London
    W1K 3HW
    UNITED KINGDOM
    Phone
    +4402076296600
    Web
    https://www.investcorp.com

  • Complaints Contact

    Investcorp House
    48 Grosvenor Street
    London
    W1K 3HW
    UNITED KINGDOM
    Phone
    +4402076296600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sven Pettersson

    IRN PXP01210

    • CF23 Corporate Finance Adviser (16 Jan 2003 to 7 Mar 2003)
  • Syed Abbas Marghoob Rizvi

    IRN SXR00336

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • Tejinder Raj Singh

    IRN TRS01044

    • CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
  • Thilo Sautter

    IRN TXS01151

    • CF30 Customer (15 Jul 2010 to 8 Feb 2011)
    • CF1 Director (17 Jul 2008 to 8 Feb 2011)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
  • Thomas Best

    IRN TXB01353

    • CF28 Systems and controls (1 Nov 2007 to 3 Feb 2009)
    • CF13 Finance (13 Aug 2007 to 31 Oct 2007)
  • Thomas Edward Mclean Martin

    IRN TXM02144

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Aug 2017 to 8 Dec 2019)
  • Thomas Middelhoff

    IRN TXM01319

    • CF1 Director (26 Nov 2003 to 12 May 2005)
    • CF3 Chief Executive (26 Nov 2003 to 12 May 2005)
    • CF8 Apportionment and Oversight (26 Nov 2003 to 12 May 2005)
  • Timothy Antoine Mattar

    IRN TAM01078

    • CF30 Customer (1 Nov 2007 to 28 Sep 2015)
    • CF26 Customer Trading (2 Feb 2006 to 31 Oct 2007)
  • Timothy Paul Duck

    IRN TPD01029

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jan 2024)
    • SMF16 Compliance Oversight (since 11 Jan 2024)
  • Tito Marzio Soso

    IRN TMS01050

    • CF23 Corporate Finance Adviser (10 Apr 2003 to 3 Nov 2003)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.