Investcorp Securities Limited

Date authorised
1 April 2013
Companies House
02217792
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Investcorp House
    48 Grosvenor Street
    London
    W1K 3HW
    UNITED KINGDOM
    Phone
    +4402076296600
    Web
    https://www.investcorp.com

  • Complaints Contact

    Investcorp House
    48 Grosvenor Street
    London
    W1K 3HW
    UNITED KINGDOM
    Phone
    +4402076296600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tristan Marie De Boysson

    IRN TMD01016

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
  • William Christian McCollum

    IRN WCM01022

    • CF23 Corporate Finance Adviser (10 Dec 2002 to 3 Nov 2003)
  • Wynette Cecile Norsworthy

    IRN WCN01002

    • CF13 Finance (1 Dec 2001 to 1 Jul 2004)
  • Yanlin Li

    IRN YXL01037

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
    • CF30 Customer (9 Mar 2018 to 8 Dec 2019)
  • Yusef Rabah Abu Khadra

    IRN YXA01015

    • CF1 Director (1 Dec 2001 to 30 Jun 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2002)
  • Yves Marc Christian Alexandre

    IRN YXA01016

    • CF30 Customer (22 Dec 2010 to 15 Jul 2013)
    • CF3 Chief Executive (15 Jul 2008 to 7 Dec 2012)
    • CF1 Director (4 Jul 2003 to 15 Jul 2013)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
  • Zeeshan Ikram

    IRN ZXI01007

    • CF30 Customer (4 Aug 2008 to 31 Oct 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.