Timothy Paul Duck

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investcorp Securities Limited
FRN 139122
- SMF16 Compliance Oversight (since 11 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jan 2024)
Investcorp Credit Management EU Limited
FRN 446483
- SMF16 Compliance Oversight (since 11 Jan 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Jan 2024)
Blackstone Europe LLP (no longer approved here)
FRN 520839
- CF10 Compliance Oversight (1 Oct 2010 to 1 Apr 2011)
- CF11 Money Laundering Reporting (1 Oct 2010 to 1 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.