Investcorp Securities Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Emily Bianca Morse

  IRN EXM00342

  • [FCA CF] Client dealing (31 Mar 2023 to 30 Apr 2025)
• Erika Wagner

  IRN EXW01058

  • CF23 Corporate Finance Adviser (5 Feb 2003 to 3 Nov 2003)
• Felipe Domingo Merry Del Val

  IRN FDM01005

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Oct 2003)
• Ferdinando Maria Raimondo Grimaldi Quartieri

  IRN FXG01019

  • CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2002)
• Fortune Chigwende

  IRN FXC01320

  • [FCA CF] Material risk taker (9 Jun 2020 to 30 Jun 2022)
• Georg Peter Knoflach

  IRN GXK00085

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
• Gilbert Benjamin Kamieniecky

  IRN GBK01012

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (23 Jan 2024 to 24 Nov 2025)
  • CF1 Director (22 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
• Graham McGregor-Smith

  IRN GXM01288

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
• Harry Alexander Ingham Clark

  IRN HAI01002

  • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
  • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)
• Hazem Ben Hamida Ben-Gacem

  IRN HBB01005

  • CF3 Chief Executive (10 Dec 2012 to 31 Jul 2018)
  • CF1 Director (11 Apr 2011 to 31 Jul 2018)
  • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
  • CF26 Customer Trading (10 Apr 2006 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)

No changes recorded yet.