Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (1 Jul 2020 to 1 May 2024)
    • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF26 Customer Trading (2 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.