Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • CF3 Chief Executive (10 Dec 2012 to 31 Jul 2018)
    • CF1 Director (11 Apr 2011 to 31 Jul 2018)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2018)
    • CF26 Customer Trading (10 Apr 2006 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.