Investcorp Securities Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Heinrich Hubert Riehl

  IRN HHR01008

  • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
• Hugo Richard Homem Winey

  IRN HXH00075

  • [FCA CF] Client dealing (1 Jan 2021 to 27 Jun 2021)
• Ian James Hansford

  IRN IXH00083

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
• Ibrahim Elias Gharghour

  IRN IEG00008

  • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
  • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
• Jakob Kristoffer Mattsson

  IRN JXM09508

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Nov 2023)
  • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
• James Brian Fullerton Mahoney

  IRN JBM01055

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 3 Nov 2003)
• Joginder Bhogal

  IRN JXB02019

  • CF13 Finance (23 Jul 2004 to 13 Dec 2006)
• Jonathan Adam Lay

  IRN JAL01248

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2023)
  • CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
• Jose Ignacio Pfeifer

  IRN JIP01027

  • SMF1 Chief Executive (since 4 Dec 2025)
  • SMF3 Executive Director (since 30 Mar 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (30 Mar 2023 to 23 Jan 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2023)
  • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
• Juergen Heilmann

  IRN JXH00588

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)

No changes recorded yet.