Jonathan Adam Lay

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ONE INVESTMENT MANAGEMENT GROUP UK LTD

    FRN 999599

    • SMF16 Compliance Oversight (since 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
  • Investcorp Securities Limited (no longer approved here)

    FRN 139122

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2023)
    • CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
  • Investcorp Credit Management EU Limited (no longer approved here)

    FRN 446483

    • SMF16 Compliance Oversight (9 Dec 2019 to 18 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Aug 2023)
    • CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF10 Compliance Oversight (1 May 2014 to 23 Jun 2017)
    • CF11 Money Laundering Reporting (1 May 2014 to 23 Jun 2017)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF11 Money Laundering Reporting (8 Dec 2009 to 17 Sep 2010)
    • CF10 Compliance Oversight (8 Dec 2009 to 17 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.