International Asset Management limited

• Principal Place of Business

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402077348488

  Web

  https://www.iam.uk.com

• Complaints Contact

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442077348488

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Miguel De Freitas

  IRN MXD02175

  • [FCA CF] Manager of certification employee (since 17 Sep 2025)
  • [FCA CF] Significant management (since 11 Mar 2021)
  • [FCA CF] Material risk taker (since 11 Mar 2021)
  • [FCA CF] Client dealing (since 11 Mar 2021)
  • CF30 Customer (14 Jan 2014 to 8 Dec 2019)
• Mirko Butti

  IRN MXB02151

  • [FCA CF] Client dealing (since 11 Mar 2021)
  • [FCA CF] Material risk taker (since 11 Mar 2021)
  • [FCA CF] Significant management (since 11 Mar 2021)
  • [FCA CF] Manager of certification employee (since 11 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (15 Oct 2018 to 8 Dec 2019)
  • CF1 Director (2 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (12 Feb 2015 to 8 Dec 2019)
• Morten Spenner

  IRN MXS01737

  • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
  • CF8 Apportionment and Oversight (20 Aug 2007 to 31 Oct 2007)
  • CF3 Chief Executive (20 Aug 2007 to 31 Mar 2014)
  • CF1 Director (20 Aug 2007 to 28 Jan 2014)
  • CF21 Investment Adviser (14 Oct 2004 to 31 Oct 2007)
• Neena Sabharwal

  IRN NXS01640

  • CF30 Customer (4 Oct 2010 to 31 Jul 2015)
• Nicola Culley

  IRN NXC00153

  • [FCA CF] Client dealing (11 Mar 2021 to 31 Dec 2022)
  • [FCA CF] Material risk taker (11 Mar 2021 to 31 Dec 2022)
• Nicole Sattinger

  IRN NXS02347

  • [FCA CF] Client dealing (11 Mar 2021 to 31 Dec 2025)
  • [FCA CF] Material risk taker (11 Mar 2021 to 31 Dec 2025)
• Niklas Johannes Hainlein

  IRN NJH01223

  • CF30 Customer (19 Jan 2015 to 27 Jun 2017)
• Olga Romanova

  IRN OXR00017

  • [FCA CF] Significant management (11 Mar 2021 to 14 Mar 2022)
  • [FCA CF] Material risk taker (11 Mar 2021 to 14 Mar 2022)
  • [FCA CF] Client dealing (11 Mar 2021 to 14 Mar 2022)
• Oscar Blanco

  IRN OXB01029

  • CF21 Investment Adviser (14 May 2002 to 20 Jan 2003)
• Paul Gabriel McCabe

  IRN PGM01135

  • CF30 Customer (9 Aug 2010 to 30 Sep 2013)

• True Partner Capital UK LLP (no longer appointed)

  FRN 969717 · Appointed 13 Feb 2022 · Until 30 Jun 2024

• Robert Kavanagh (no longer appointed)

  FRN 917633 · Appointed 1 Dec 2019 · Until 9 Mar 2022

• Niklas Johannes Hainlein (no longer appointed)

  FRN 787527 · Appointed 24 Aug 2017 · Until 24 Jul 2018

• Shenkman Capital Management Ltd (no longer appointed)

  FRN 501726 · Appointed 29 May 2009 · Until 14 Feb 2013 · Tied agent

No changes recorded yet.