Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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International Asset Management limited
FRN 143893
- [FCA CF] Manager of certification employee (since 11 Mar 2021)
- [FCA CF] Significant management (since 11 Mar 2021)
- [FCA CF] Material risk taker (since 11 Mar 2021)
- [FCA CF] Client dealing (since 11 Mar 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (15 Oct 2018 to 8 Dec 2019)
- CF1 Director (2 Jan 2018 to 8 Dec 2019)
- CF30 Customer (12 Feb 2015 to 8 Dec 2019)
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- CF30 Customer (13 Nov 2012 to 4 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 3 Oct 2012)
- CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (31 May 2005 to 7 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.