Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Mar 2021)
    • [FCA CF] Significant management (since 11 Mar 2021)
    • [FCA CF] Material risk taker (since 11 Mar 2021)
    • [FCA CF] Client dealing (since 11 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (15 Oct 2018 to 8 Dec 2019)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (12 Feb 2015 to 8 Dec 2019)
  • Method Investments & Advisory Ltd (no longer approved here)

    FRN 208692

    • CF30 Customer (13 Nov 2012 to 4 Apr 2014)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (1 Nov 2007 to 3 Oct 2012)
    • CF21 Investment Adviser (7 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 May 2005 to 7 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.