International Asset Management limited

• Principal Place of Business

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402077348488

  Web

  https://www.iam.uk.com

• Complaints Contact

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442077348488

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Paul Gerard McCauley

  IRN PGM01126

  • CF30 Customer (11 Sep 2008 to 1 Nov 2013)
• Paul Richard Ellis

  IRN PRE01041

  • CF10 Compliance Oversight (21 May 2002 to 11 Aug 2008)
  • CF11 Money Laundering Reporting (21 May 2002 to 11 Aug 2008)
• Penelope Sophie Victoria van der Veen

  IRN PSA01027

  • CF30 Customer (1 Nov 2007 to 11 Feb 2009)
  • CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
• Peter Adam Rose

  IRN PAR01116

  • CF21 Investment Adviser (16 May 2003 to 30 Jun 2005)
• Peter William Reilly

  IRN PXR00154

  • [FCA CF] Client dealing (11 Mar 2021 to 14 Mar 2022)
  • [FCA CF] Material risk taker (11 Mar 2021 to 14 Mar 2022)
• Pierre-Antoine Bares

  IRN PXB01658

  • CF21 Investment Adviser (21 May 2004 to 30 Jun 2007)
• Pieter Lodewijk Croockewit

  IRN PLC01053

  • CF1 Director (3 Sep 2007 to 23 Jul 2008)
• Rasmus Soegaard

  IRN RXS01435

  • CF30 Customer (1 Nov 2007 to 11 Aug 2008)
  • CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
• Rishi Thapar

  IRN RXT00143

  • [FCA CF] Significant management (11 Mar 2021 to 11 Jan 2023)
  • [FCA CF] Client dealing (11 Mar 2021 to 11 Jan 2023)
  • [FCA CF] Material risk taker (11 Mar 2021 to 11 Jan 2023)
• Robert John Kavanagh

  IRN RJK01108

  • CF4 Partner (AR) (21 Feb 2022 to 30 Jun 2024)
  • CF30 Customer (4 Dec 2019 to 30 Jun 2024)

• True Partner Capital UK LLP (no longer appointed)

  FRN 969717 · Appointed 13 Feb 2022 · Until 30 Jun 2024

• Robert Kavanagh (no longer appointed)

  FRN 917633 · Appointed 1 Dec 2019 · Until 9 Mar 2022

• Niklas Johannes Hainlein (no longer appointed)

  FRN 787527 · Appointed 24 Aug 2017 · Until 24 Jul 2018

• Shenkman Capital Management Ltd (no longer appointed)

  FRN 501726 · Appointed 29 May 2009 · Until 14 Feb 2013 · Tied agent

No changes recorded yet.