International Asset Management limited

• Principal Place of Business

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402077348488

  Web

  https://www.iam.uk.com

• Complaints Contact

  International Asset Management

  Southwest House 11a

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +442077348488

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Sarah Anne Cecil Russell

  IRN SAR01150

  • CF1 Director (12 Apr 2006 to 1 Aug 2007)
• Sean Charles Molony

  IRN SCM01121

  • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
  • CF21 Investment Adviser (19 Apr 2005 to 31 Oct 2007)
• Selena Ng

  IRN SXN00123

  • [FCA CF] Significant management (since 11 Mar 2021)
• Stephen Greene

  IRN SXG01304

  • CF21 Investment Adviser (1 May 2002 to 8 Dec 2003)
• Sue Young Kim

  IRN SXK01621

  • CF30 Customer (6 Jul 2009 to 21 Apr 2011)
• Susan Jane Heathcote

  IRN SJH01205

  • CF11 Money Laundering Reporting (7 Jun 2016 to 19 Jan 2018)
  • CF1 Director (27 Mar 2014 to 19 Jan 2018)
  • CF30 Customer (1 Nov 2007 to 20 Jul 2018)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Susanna Christina Pfeiffer

  IRN SCP01042

  • [FCA CF] Significant management (14 Mar 2023 to 9 Dec 2025)
• Suzanne Helen Barker

  IRN SHB01044

  • CF21 Investment Adviser (3 Dec 2004 to 31 May 2007)
• Tetyana Reguretska

  IRN TXR00252

  • [FCA CF] Significant management (4 Apr 2022 to 21 Jun 2025)
• Vera Jacqueline Kaeppler

  IRN VXK01024

  • CF21 Investment Adviser (18 Nov 2002 to 30 Apr 2003)

• True Partner Capital UK LLP (no longer appointed)

  FRN 969717 · Appointed 13 Feb 2022 · Until 30 Jun 2024

• Robert Kavanagh (no longer appointed)

  FRN 917633 · Appointed 1 Dec 2019 · Until 9 Mar 2022

• Niklas Johannes Hainlein (no longer appointed)

  FRN 787527 · Appointed 24 Aug 2017 · Until 24 Jul 2018

• Shenkman Capital Management Ltd (no longer appointed)

  FRN 501726 · Appointed 29 May 2009 · Until 14 Feb 2013 · Tied agent

No changes recorded yet.