Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (29 Sep 2020 to 17 Dec 2021)
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- CF3 Chief Executive (AR) (16 Mar 2017 to 17 Apr 2018)
- CF1 Director (AR) (16 Mar 2017 to 12 Nov 2018)
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- (1)Employed By (16 Mar 2017 to 12 Nov 2018)
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- CF30 Customer (7 Feb 2014 to 31 May 2016)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2007)
- CF21 Investment Adviser (8 Mar 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Jun 2004 to 16 Jan 2006)
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- CF21 Investment Adviser (23 Jun 2004 to 16 Jan 2006)
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- CF27 Investment Management (23 Feb 2004 to 11 Jun 2004)
- CF21 Investment Adviser (9 Feb 2004 to 23 Feb 2004)
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- CF27 Investment Management (23 Feb 2004 to 11 Jun 2004)
- CF21 Investment Adviser (9 Feb 2004 to 23 Feb 2004)
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- CF21 Investment Adviser (1 May 2002 to 8 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.