Interactive Investor Services Limited

• Principal Place of Business

  Interactive Investor

  201 Deansgate

  Manchester

  M3 3NW

  UNITED KINGDOM

  Phone

  +443456076001

  Web

  https://www.ii.co.uk

• Complaints Contact

  Interactive Investor

  201 Deansgate

  Manchester

  M3 3NW

  UNITED KINGDOM

  Phone

  +443456076001

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Chanelle Williams

  IRN CXW00241

  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2020)
• Charles Andrew Smith

  IRN CAS01183

  • CF1 Director (28 Apr 2011 to 4 Jul 2014)
  • CF10 Compliance Oversight (28 Apr 2011 to 9 Jun 2011)
• Charlotte Elisabeth Deighton

  IRN CEM01046

  • CF26 Customer Trading (1 Dec 2001 to 11 Jul 2002)
• Christian Winston Brough

  IRN CWB01032

  • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
  • CF26 Customer Trading (4 Mar 2003 to 31 Oct 2007)
• Christopher Jeremy Hayes

  IRN CJH01252

  • CF30 Customer (1 Nov 2007 to 17 Jan 2008)
  • CF26 Customer Trading (21 Sep 2004 to 31 Oct 2007)
• Christopher Julian Horner

  IRN CJH01151

  • SMF4 Chief Risk (since 2 Sep 2022)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (16 Mar 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (6 Jun 2017 to 18 May 2018)
  • CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
• Christopher Langford Sandy

  IRN CLS01053

  • CF30 Customer (1 Nov 2007 to 13 Mar 2013)
  • CF26 Customer Trading (7 Mar 2003 to 31 Oct 2007)
• Christopher Matthew Brewis

  IRN CMB01096

  • CF26 Customer Trading (7 Mar 2003 to 10 Feb 2006)
• Christopher Murphy

  IRN CXM01605

  • CF30 Customer (1 Nov 2007 to 22 Mar 2010)
  • CF26 Customer Trading (18 Jul 2006 to 31 Oct 2007)
• Christopher Paul Brewer

  IRN CPB01106

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Jul 2010 to 8 Dec 2019)

• Caroola Group Limited (no longer appointed)

  FRN 794161 · Appointed 5 Aug 2024 · Until 13 Aug 2025

• The Motley Fool Ltd (no longer appointed)

  FRN 422737 · Appointed 27 Mar 2018 · Until 31 Jan 2019

No changes recorded yet.