Christopher Julian Horner

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Interactive Investor Services Limited
FRN 141282
- SMF4 Chief Risk (since 2 Sep 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF11 Money Laundering Reporting (16 Mar 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (6 Jun 2017 to 18 May 2018)
- CF10 Compliance Oversight (3 Aug 2015 to 8 Dec 2019)
ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 144519
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Oct 2023 to 1 Feb 2026)
- SMF16 Compliance Oversight (4 Oct 2023 to 1 Feb 2026)
Halifax Share Dealing Limited (no longer approved here)
FRN 183332
- CF10a CASS Oversight function (1 Oct 2011 to 28 Jul 2015)
- CF10 Compliance Oversight (1 Jun 2009 to 28 Jul 2015)
- CF28 Systems and controls (1 Jun 2009 to 28 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.