Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 11. Pension transfer specialist
- CF1 Director (AR) (since 15 Jan 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 30 Nov 2015)
-
4Life Wealth Management Limited
FRN 919134
- (9)Employed By (since 10 Jan 2020)
-
- Employed By (30 Nov 2015 to 14 Dec 2015)
-
- CF30 Customer (1 Nov 2007 to 9 Nov 2015)
- CF22 Investment Adviser (Trainee) (28 Feb 2006 to 31 Oct 2007)
-
- CF26 Customer Trading (7 Mar 2003 to 10 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at 4Life Wealth Management Limited
-
controlled function added: (9)Employed By at 4Life Wealth Management Limited