Intelligent Money Ltd

• Principal Place of Business

  Kristina Kicks and Richard Heis

  Interpath Advisory

  INTERPATH LTD

  10 Fleet Place,

  London

  EC4M 7RB

  UNITED KINGDOM

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme

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  • · The firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dan Sweeney

  IRN DXS00552

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
• Darrell Roughton

  IRN DXR00310

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
• Hayley Hutchinson

  IRN HXH00119

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 Dec 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
• Ian Stewart

  IRN IDS01044

  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2023)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 28 Feb 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
  • CF10a CASS Oversight function (18 Jul 2016 to 8 Dec 2019)
  • CF1 Director (4 May 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Nov 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2015 to 8 Dec 2019)
• James Penniston

  IRN JXP00536

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
• James Shea

  IRN JXS00817

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
• Jamie Draper

  IRN JXD00664

  • [FCA CF] Material risk taker (3 Oct 2022 to 21 Feb 2023)
• Jeff Penniston

  IRN JIP01010

  • SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
  • CF1 Director (23 Jan 2009 to 8 Dec 2019)
• John Sanders Owen

  IRN JSO00002

  • CF8 Apportionment and Oversight (6 Aug 2003 to 27 Nov 2003)
  • CF1 Director (6 Aug 2003 to 27 Nov 2003)
  • CF10 Compliance Oversight (6 Aug 2003 to 27 Nov 2003)
  • CF11 Money Laundering Reporting (6 Aug 2003 to 27 Nov 2003)
  • CF21 Investment Adviser (6 Aug 2003 to 27 Nov 2003)
• Julian Penniston-Hill

  IRN JJP01051

  • SMF1 Chief Executive (9 Dec 2019 to 28 May 2024)
  • SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
  • CF1 Director (AR) (19 Sep 2007 to 1 Jun 2009)
  • Responsible for Insurance Mediation (14 Jan 2005 to 10 Jul 2013)
  • CF11 Money Laundering Reporting (4 Dec 2003 to 24 Feb 2009)
  • CF10 Compliance Oversight (4 Dec 2003 to 24 Feb 2009)
  • CF8 Apportionment and Oversight (4 Dec 2003 to 31 Mar 2009)
  • CF1 Director (6 Aug 2003 to 8 Dec 2019)
  • CF3 Chief Executive (6 Aug 2003 to 8 Dec 2019)

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 2 Oct 2007 · Until 21 Nov 2017

• Penniston Hill Private Clients Ltd (no longer appointed)

  FRN 472661 · Appointed 12 Sep 2007 · Until 1 Jun 2009

No changes recorded yet.