Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
- SMF1 Chief Executive (9 Dec 2019 to 28 May 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
- CF1 Director (AR) (19 Sep 2007 to 1 Jun 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 10 Jul 2013)
- CF8 Apportionment and Oversight (4 Dec 2003 to 31 Mar 2009)
- CF10 Compliance Oversight (4 Dec 2003 to 24 Feb 2009)
- CF11 Money Laundering Reporting (4 Dec 2003 to 24 Feb 2009)
- CF1 Director (6 Aug 2003 to 8 Dec 2019)
- CF3 Chief Executive (6 Aug 2003 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.