Insight Financial Associates Limited

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.insightifa.com

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Mukesh Raichura

  IRN MXR00097

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2026)
• Natasha Sarah-Louise Lynch

  IRN NSB01049

  • CF30 Customer (4 Feb 2008 to 31 Oct 2008)
• Nicola Dorks

  IRN NJD01122

  • CF30 Customer (1 Aug 2008 to 8 Oct 2012)
• Nicola Kita

  IRN NXK01202

  • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
  • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 31 Oct 2007)
• Nicolas Abarno

  IRN NXA00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2021)
  • [FCA CF] Client dealing (since 15 Jan 2021)
  • CF30 Customer (7 Jul 2016 to 3 Oct 2017)
• Nigel Corley

  IRN NKC00001

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
  • CF30 Customer (1 Jul 2017 to 8 Dec 2019)
• Oskar Pluck

  IRN OXP00075

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • [FCA CF] Client dealing (since 2 Jan 2025)
• PAMELA DAWN MARIE ATKINS

  IRN PDB01141

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2022)
  • [FCA CF] Client dealing (since 1 Aug 2022)
• Paul Frank Watling

  IRN PFW00005

  • CF30 Customer (10 Jan 2011 to 23 Dec 2011)
• Paul Roger Bryanton

  IRN PRB00043

  • CF30 Customer (1 Jan 2012 to 3 Aug 2015)

• Dafferns Wealth Limited (no longer appointed)

  FRN 826548 · Appointed 20 Nov 2018 · Until 10 Jan 2022

• Insight Health Solutions Ltd (no longer appointed)

  FRN 675717 · Appointed 6 Mar 2015 · Until 6 Nov 2018

• Insight Private Finance Limited (no longer appointed)

  FRN 409065 · Appointed 26 Sep 2014 · Until 9 Apr 2021

• Higgs Boson Consultants LLP (no longer appointed)

  FRN 589353 · Appointed 31 Jan 2013 · Until 6 Jan 2015

No changes recorded yet.