Nicola Dorks

Last updated
2 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 18 Jan 2018)
    • CF30 Customer (since 24 Sep 2012)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 18 Jan 2018)
  • Cavell Rose Ltd

    FRN 790277

    • Employed By (since 18 Jan 2018)
  • Crawford Drake Limited (no longer approved here)

    FRN 582337

    • Employed By (24 Sep 2012 to 23 May 2019)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (1 Aug 2008 to 8 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.