Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
-
Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For Professional, Eligible Counterparty, Deposit
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Authorised to Operate
-
Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
-
Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
-
Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
William Boyton
IRN WXB01142
- (1023)CF21 Investment Adviser (27 Oct 2003 to 9 Sep 2005)
-
William Clark Kennish
IRN WCK01000
- (208)[FCA CF] Manager of certification employee (since 1 Jan 2024)
- (207)[FCA CF] Client dealing (since 5 Sep 2017)
- (1879)[FCA CF] Material risk taker (5 Sep 2017 to 15 Jul 2020)
-
William Connelly
IRN WXC01052
- (1187)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (1189)CF16 Significant Mgt (Desgntd Investment Business) (30 Jul 2002 to 25 Jan 2005)
- (1188)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
William Edward Martin
IRN WEM01015
- (248)[FCA CF] Manager of certification employee (since 1 Nov 2025)
- (247)[FCA CF] Client dealing (since 13 Dec 2023)
- (249)[FCA CF] Proprietary trader (since 13 Dec 2023)
-
William Ernest Frederick Martin
IRN WEM01012
- (590)CF30 Customer (1 Nov 2007 to 31 Mar 2009)
- (591)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
William Frederick Farrow
IRN WFF01016
- (20)[FCA CF] Client dealing (since 15 Aug 2024)
- (21)[FCA CF] Proprietary trader (since 15 Aug 2024)
-
William George Franklin
IRN WGF01013
- (341)CF21 Investment Adviser (1 Dec 2001 to 12 May 2005)
-
William James Marle
IRN WJM01037
- (1968)CF30 Customer (1 Nov 2007 to 15 Jul 2011)
- (1969)CF23 Corporate Finance Adviser (29 Jan 2002 to 31 Oct 2007)
-
William John Merrill Vincent
IRN WJV01007
- (103)CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
-
William Morton Llewellyn
IRN WML01008
- (2064)CF30 Customer (1 Nov 2007 to 24 Oct 2008)
- (2065)CF23 Corporate Finance Adviser (3 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (46)[FCA CF] Client dealing
-
controlled function added: (45)[FCA CF] Client dealing
-
controlled function added: (44)[FCA CF] Client dealing
-
controlled function added: (43)[FCA CF] Client dealing
-
controlled function added: (42)[FCA CF] Client dealing
-
controlled function added: (41)[FCA CF] Manager of certification employee
-
controlled function added: (40)[FCA CF] Client dealing
-
controlled function added: (39)[FCA CF] Client dealing
-
controlled function added: (38)[FCA CF] Client dealing
-
controlled function added: (37)[FCA CF] Manager of certification employee