Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Manager of certification employee (since 1 Nov 2025)
    • [FCA CF] Proprietary trader (since 13 Dec 2023)
    • [FCA CF] Client dealing (since 13 Dec 2023)
  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • [FCA CF] Material risk taker (15 Dec 2022 to 11 Aug 2023)
    • [FCA CF] Manager of certification employee (1 Feb 2020 to 31 Jan 2023)
    • [FCA CF] Client dealing (24 Jul 2019 to 30 Sep 2023)
  • Australia and New Zealand Banking Group Ltd (no longer approved here)

    FRN 114151

    • CF30 Customer (6 Jun 2012 to 6 Mar 2016)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 10 Apr 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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