Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 5 Sep 2017)
    • [FCA CF] Material risk taker (5 Sep 2017 to 15 Jul 2020)
  • TAP Securities Ltd (no longer approved here)

    FRN 610167

    • CF30 Customer (25 Apr 2014 to 30 Aug 2017)
    • CF10 Compliance Oversight (25 Apr 2014 to 30 Aug 2017)
    • CF11 Money Laundering Reporting (25 Apr 2014 to 30 Aug 2017)
    • CF1 Director (25 Apr 2014 to 30 Aug 2017)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (7 Dec 2010 to 16 Feb 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF21 Investment Adviser (6 Dec 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.