TAP Securities Ltd

Date authorised
25 April 2014
Companies House
08715198
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 7
    Denham Building
    27 St. James's Street
    London
    SW1A 1HA
    UNITED KINGDOM
    Phone
    +12129099010
    Web
    https://www.tapadvisors.com

  • Complaints Contact

    Suite 7
    27 St. James's Street
    Denham Building
    London
    SW1A 1HA
    UNITED KINGDOM
    Phone
    +12129099010

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arnaud Attamian

    IRN AXA01162

    • CF10 Compliance Oversight (4 May 2017 to 9 May 2019)
    • CF11 Money Laundering Reporting (4 May 2017 to 9 May 2019)
    • CF30 Customer (27 May 2014 to 9 May 2019)
    • CF1 Director (27 May 2014 to 9 May 2019)
  • David Gordon Lowham

    IRN DGL01071

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Apr 2014 to 8 Dec 2019)
  • Frederick Davis Terry

    IRN FDT01007

    • SMF16 Compliance Oversight (since 2 Mar 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Apr 2014 to 8 Dec 2019)
  • Ioannis Mavroudis Mavridis

    IRN IMM01072

    • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
  • Karim Fouad Tabet

    IRN KFT01012

    • [FCA CF] Client dealing (since 14 Jun 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (25 Apr 2014 to 8 Dec 2019)
    • CF1 Director (25 Apr 2014 to 8 Dec 2019)
  • Karim Tabet

    IRN KXT00258

    • [FCA CF] Client dealing (19 Apr 2023 to 14 Jun 2023)
  • Matthew Nishimoto Shenkman

    IRN MNS01056

    • [FCA CF] Client dealing (1 Mar 2021 to 4 Mar 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
    • CF1 Director (28 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (28 Jul 2017 to 8 Dec 2019)
  • Philip Martin Smith

    IRN PMS01104

    • SMF3 Executive Director (since 2 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Mar 2022)
    • [FCA CF] Client dealing (since 7 Jan 2022)
  • Ragnar Meitern

    IRN RXM01359

    • CF30 Customer (1 Sep 2014 to 22 Aug 2016)
    • CF1 Director (1 Sep 2014 to 22 Aug 2016)
  • Sadia Siddique

    IRN SXS24443

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2020 to 23 Jul 2021)
    • SMF16 Compliance Oversight (1 Feb 2020 to 23 Jul 2021)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.