Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAP Securities Ltd (no longer approved here)

    FRN 610167

    • CF10 Compliance Oversight (4 May 2017 to 9 May 2019)
    • CF11 Money Laundering Reporting (4 May 2017 to 9 May 2019)
    • CF1 Director (27 May 2014 to 9 May 2019)
    • CF30 Customer (27 May 2014 to 9 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.