Matthew Nishimoto Shenkman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Centricus Asset Management Limited (no longer approved here)
FRN 520117
- [FCA CF] Client dealing (19 Apr 2024 to 13 Feb 2026)
TAP Securities Ltd (no longer approved here)
FRN 610167
- [FCA CF] Client dealing (1 Mar 2021 to 4 Mar 2022)
- SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
- CF1 Director (28 Jul 2017 to 8 Dec 2019)
- CF30 Customer (28 Jul 2017 to 8 Dec 2019)
Societe Generale (no longer approved here)
FRN 124866
- CF30 Customer (7 Mar 2011 to 20 Dec 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.