ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Cook

    IRN JPC01248

    • (51)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1470)CF30 Customer (3 Mar 2014 to 6 Mar 2016)
  • John David Howland-Jackson

    IRN JDH01226

    • (1404)CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • (1406)CF9 EEA Investment Business Oversight (19 Apr 2005 to 5 Aug 2008)
    • (1405)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
  • John Eleutherios Marshall

    IRN JEM01113

    • (2143)CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • (2144)CF23 Corporate Finance Adviser (29 Jan 2002 to 31 Oct 2007)
  • John Finbar Keays

    IRN JFK01027

    • (1685)[FCA CF] Proprietary trader (13 May 2021 to 10 Sep 2021)
    • (1684)[FCA CF] Client dealing (7 Mar 2016 to 10 Sep 2021)
    • (1683)CF30 Customer (15 Sep 2015 to 6 Mar 2016)
  • John Francis Brierley

    IRN JFB01044

    • (599)[FCA CF] Client dealing (7 Mar 2016 to 11 Feb 2020)
    • (600)[FCA CF] Material risk taker (7 Mar 2016 to 11 Feb 2020)
    • (597)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (598)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • John Fraser Ritchie

    IRN JFR01015

    • (2109)CF21 Investment Adviser (29 Jan 2002 to 14 Feb 2003)
  • John Graham Dean Hart

    IRN JGD01036

    • (320)CF21 Investment Adviser (28 Jan 2005 to 18 Nov 2005)
  • John Gregor Stensson Flodin

    IRN JGF01021

    • (553)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
  • John Hugo Trenchard Russell

    IRN JHR01032

    • (574)CF30 Customer (1 Nov 2007 to 31 Jan 2010)
    • (575)CF23 Corporate Finance Adviser (29 Jan 2002 to 31 Oct 2007)
  • John Leslie Reffell

    IRN JLR01043

    • (614)CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (526)SMF22 Other Local Responsibility

  2. controlled function added: (525)SMF22 Other Local Responsibility

  3. controlled function added: (524)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (523)SMF5 Head of Internal Audit

  5. controlled function added: (522)SMF24 Chief Operations

  6. controlled function added: (521)SMF24 Chief Operations

  7. controlled function added: (520)SMF4 Chief Risk

  8. controlled function added: (519)[FCA CF] Client dealing

  9. controlled function added: (518)[FCA CF] Client dealing

  10. controlled function added: (517)[FCA CF] Manager of certification employee

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