Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 23 Oct 2024)
    • SMF9 Chair of the Governing Body (26 Oct 2020 to 23 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 24 May 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 24 May 2022)
    • CF3 Chief Executive (1 Jan 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (5 Sep 2016 to 1 Jan 2018)
    • CF1 Director (1 Aug 2015 to 5 Sep 2016)
    • CF30 Customer (1 Aug 2015 to 2 Sep 2016)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • CF9 EEA Investment Business Oversight (19 Apr 2005 to 5 Aug 2008)
    • CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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