John Fraser Ritchie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • [FCA CF] Client dealing (12 Mar 2021 to 14 Apr 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Feb 2005 to 18 Apr 2007)
    • CF21 Investment Adviser (1 Jul 2003 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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