Date authorised
1 April 2013
Companies House
02947466
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sundial House
    20 High Street
    Cranleigh
    Surrey
    GU6 8AE
    UNITED KINGDOM
    Phone
    +4401483274566
  • Complaints Contact

    Sundial House
    20 High Street
    Cranleigh
    Surrey
    GU6 8AE
    UNITED KINGDOM
    Phone
    +4401483274566

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel George Robert Bonynge

    IRN NGB00014

    • CF21 Investment Adviser (18 Nov 2004 to 17 Feb 2005)
  • Philip Michael Sullivan

    IRN PMS00007

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Philip William Wise

    IRN PWW01037

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2021)
    • CF1 Director (20 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (20 Nov 2018 to 8 Dec 2019)
  • Robert Keith Starling

    IRN RKS00016

    • CF30 Customer (22 Oct 2012 to 7 Dec 2012)
  • Robin Nicholas Clarke

    IRN RNC00012

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
  • Samuel Michael O'Connor

    IRN SXO00285

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2025)
  • Sandra Lowth

    IRN SLL00004

    • CF30 Customer (1 Nov 2007 to 30 Sep 2013)
    • CF21 Investment Adviser (12 Aug 2003 to 31 Oct 2007)
  • Sarah Jane Calvert

    IRN SJA00031

    • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
    • CF21 Investment Adviser (18 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2005 to 18 Nov 2005)
  • Shelley McCarthy

    IRN SXM02008

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (7 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2013 to 8 Dec 2019)
  • Simon Philip Hewitt

    IRN SPH01174

    • CF30 Customer (3 Mar 2010 to 29 Dec 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.