Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (1 Jul 2020 to 31 Dec 2020)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (1 Oct 2013 to 31 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF21 Investment Adviser (12 Aug 2003 to 31 Oct 2007)
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- (7)Employed By (1 Oct 1998 to 5 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.