Imperial Capital (International) LLP

• Principal Place of Business

  82 Dean Street

  London

  Westminster

  W1D 3SP

  UNITED KINGDOM

  Phone

  +4402076505400

  Web

  https://www.imperialcapital.com

• Complaints Contact

  82 Dean Street

  London

  Westminster

  W1D 3SP

  UNITED KINGDOM

  Phone

  +4402076505400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Scott Gold

  IRN ASG01107

  • CF30 Customer (29 Jul 2015 to 12 Sep 2019)
• Aneta McGuinness

  IRN AXM01528

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
  • CF30 Customer (9 Nov 2016 to 8 Dec 2019)
• Antonino Mannino

  IRN AXM02383

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
  • CF30 Customer (8 Jun 2016 to 8 Dec 2019)
• Arseny Blagoveshchenskiy

  IRN AXB00791

  • [FCA CF] Client dealing (1 Jul 2021 to 15 Dec 2023)
• Benjamin Elliott

  IRN BRE01013

  • CF30 Customer (12 Nov 2013 to 24 Dec 2015)
• Brad Selig

  IRN BXS01382

  • [FCA CF] Client dealing (9 May 2023 to 27 Aug 2025)
• Brendan Kennedy

  IRN BXK00159

  • [FCA CF] Client dealing (23 Feb 2023 to 14 Nov 2023)
• Brent Michael Herbst

  IRN BXH00111

  • [FCA CF] Client dealing (26 Oct 2020 to 22 Jul 2022)
• Brian Sinclair Robertson

  IRN BSR01006

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF3 Chief Executive (29 Apr 2014 to 8 Dec 2019)
  • CF4 Partner (2 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Bryan Douglas Cook

  IRN BDC01057

  • CF30 Customer (9 May 2016 to 31 Mar 2018)

No changes recorded yet.