Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Imperial Capital (International) LLP
FRN 581374
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (29 Apr 2014 to 8 Dec 2019)
- CF30 Customer (2 Jan 2013 to 8 Dec 2019)
- CF4 Partner (2 Jan 2013 to 8 Dec 2019)
-
- CF4 Partner (AR) (19 Oct 2011 to 2 Jan 2013)
- CF30 Customer (19 Oct 2011 to 2 Jan 2013)
-
- CF30 Customer (1 Nov 2007 to 4 Mar 2009)
- CF21 Investment Adviser (21 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.