Aneta McGuinness

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Client dealing (since 25 Apr 2025)
Mizuho International plc (no longer approved here)
FRN 119256
- [FCA CF] Client dealing (23 May 2022 to 16 Jan 2025)
- [FCA CF] Manager of certification employee (23 May 2022 to 16 Jan 2025)
Imperial Capital (International) LLP (no longer approved here)
FRN 581374
- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
- CF30 Customer (9 Nov 2016 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.