Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 6 Oct 2025)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Client dealing (since 6 Oct 2025)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 6 Oct 2025)
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- [FCA CF] Client dealing (9 May 2023 to 27 Aug 2025)
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- [FCA CF] Material risk taker (18 Oct 2021 to 31 Mar 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Sep 2004 to 31 Oct 2007)
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- [FCA CF] Material risk taker (18 Oct 2021 to 31 Mar 2022)
- [FCA CF] Client dealing (7 Sep 2016 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 31 Mar 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.