Impax Asset Management Limited

• Principal Place of Business

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123000

  Web

  http://www.impaxam.com

• Complaints Contact

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123022

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Bruce Jenkyn-Jones

  IRN BXJ01090

  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Significant management (19 Sep 2024 to 30 Sep 2025)
  • [FCA CF] Material risk taker (6 Feb 2024 to 30 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Cameron Blair Samuel May

  IRN CXM00827

  • [FCA CF] Client dealing (10 Feb 2023 to 17 Nov 2023)
• Camillo Blanchard

  IRN CXB00754

  • [FCA CF] Client dealing (since 9 Jan 2025)
  • [FCA CF] Client dealing (10 Feb 2023 to 17 Nov 2023)
• Carsten Johansen

  IRN CXJ01200

  • [FCA CF] Significant management (since 1 Jan 2026)
  • [FCA CF] Material risk taker (since 11 Dec 2024)
  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Significant management (10 Feb 2021 to 17 Nov 2023)
• Casey Riley Forester

  IRN CXF00128

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Manager of certification employee (6 Feb 2024 to 15 Aug 2025)
• Catherine Mary Bremner

  IRN CXB00501

  • [FCA CF] Material risk taker (11 Dec 2023 to 31 Dec 2024)
  • SMF3 Executive Director (18 Feb 2022 to 18 Sep 2024)
  • [FCA CF] Manager of certification employee (3 Sep 2021 to 17 Nov 2023)
  • [FCA CF] Significant management (3 Sep 2021 to 17 Nov 2023)
• Catherine Tennyson

  IRN CXT00063

  • [FCA CF] Client dealing (8 Jun 2022 to 17 Mar 2023)
• Charles David Ridge

  IRN CDR01041

  • [FCA CF] Significant management (9 Feb 2023 to 17 Nov 2023)
  • [FCA CF] Manager of certification employee (26 Feb 2021 to 1 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 6 Jan 2023)
  • CF10 Compliance Oversight (12 Aug 2013 to 31 Jan 2014)
  • CF28 Systems and controls (12 Aug 2013 to 5 Dec 2018)
  • CF11 Money Laundering Reporting (12 Aug 2013 to 31 Jan 2014)
  • CF1 Director (27 Feb 2009 to 8 Dec 2019)
• Charles Peter French

  IRN CPF01017

  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Significant management (since 6 Feb 2024)
  • [FCA CF] Material risk taker (since 7 Dec 2023)
  • [FCA CF] Client dealing (since 15 Nov 2022)
• Christian Scott Thompson

  IRN CST01019

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • CF30 Customer (26 Nov 2015 to 8 Dec 2019)

No changes recorded yet.