Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Impax Asset Management Limited
FRN 197008
- [FCA CF] Client dealing (since 6 Feb 2024)
- [FCA CF] Manager of certification employee (since 6 Feb 2024)
- [FCA CF] Significant management (19 Sep 2024 to 30 Sep 2025)
- [FCA CF] Material risk taker (6 Feb 2024 to 30 Sep 2025)
- SMF3 Executive Director (9 Dec 2019 to 18 Sep 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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- [FCA CF] Client dealing (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Material risk taker (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Manager of certification employee (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Significant management (26 Feb 2021 to 17 Nov 2023)
- SMF3 Executive Director (9 Dec 2019 to 18 Sep 2024)
- CF1 Director (3 Jul 2014 to 8 Dec 2019)
- CF30 Customer (3 Jul 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.