Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 6 Feb 2024)
    • [FCA CF] Manager of certification employee (since 6 Feb 2024)
    • [FCA CF] Material risk taker (since 7 Dec 2023)
    • [FCA CF] Client dealing (since 15 Nov 2022)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Significant management (6 Feb 2024 to 7 Apr 2025)
    • [FCA CF] Manager of certification employee (6 Feb 2024 to 7 Apr 2025)
    • [FCA CF] Material risk taker (8 Dec 2023 to 14 Dec 2023)
    • [FCA CF] Client dealing (15 Nov 2022 to 7 Apr 2025)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Mar 2022)
    • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.