Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Impax Asset Management Limited
FRN 197008
- [FCA CF] Significant management (since 6 Feb 2024)
- [FCA CF] Manager of certification employee (since 6 Feb 2024)
- [FCA CF] Material risk taker (since 7 Dec 2023)
- [FCA CF] Client dealing (since 15 Nov 2022)
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- [FCA CF] Significant management (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Manager of certification employee (6 Feb 2024 to 7 Apr 2025)
- [FCA CF] Material risk taker (8 Dec 2023 to 14 Dec 2023)
- [FCA CF] Client dealing (15 Nov 2022 to 7 Apr 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Mar 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 11 Mar 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 11 Mar 2022)
- CF30 Customer (14 Oct 2016 to 8 Dec 2019)
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- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.